Summary
Background
Previous research has suggested that avian influenza A H7N9 has a greater potential pandemic risk than influenza A H5N1. This research investigated the difference in human clustered and sporadic cases of H7N9 virus and estimated the relative risk of clustered infections.
Methods
Comparative epidemiology and virology studies were performed among 72 sporadic confirmed cases, 17 family clusters (FCs) caused by human-to-human transmission, and eight live bird market clusters (LCs) caused by co-exposure to the poultry environment.
Results
The case fatality of FCs, LCs and sporadic cases (36%, 26%, and 29%, respectively) did not differ among the three groups (p > 0.05). The average age (36 years, 60 years, and 58 years), co-morbidities (31%, 60%, and 54%), exposure to birds (72%, 100%, and 83%), and H7N9-positive rate (20%, 64%, and 35%) in FCs, LCs, and sporadic cases, respectively, differed significantly (p < 0.05). These higher risks were associated with increased mortality. There was no difference between primary and secondary cases in LCs (p > 0.05). However, exposure to a person with confirmed avian influenza A H7N9 (primary 12% vs. secondary 95%), history of visiting a live bird market (100% vs. 59%), multiple exposures (live bird exposure and human-to-human transmission history) (12% vs. 55%), and median days from onset to antiviral treatment (6 days vs. 3 days) differed significantly between primary and secondary cases in FCs (p < 0.05). Mild cases were found in 6% of primary cases vs. 32% of secondary cases in FCs (p < 0.05). Twenty-five isolates from the three groups showed 99.1–99.9% homology and increased human adaptation.
Conclusions
There was no statistical difference in the case fatality rate and limited transmission between FCs and LCs. However, the severity of the primary cases in FCs was much higher than that of the secondary cases due to the older age and greater underlying disease of the latter patients.
1. Introduction
A novel influenza A H7N9 virus emerged in China in March 2013 as an unexpected cause of severe human illness.
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Human infection with a novel avian-origin influenza A (H7N9) virus.
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By January 31, 2016, 721 confirmed cases worldwide, including 285 deaths, had been reported to the World Health Organization.
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Epidemiology of human infections with avian influenza A(H7N9) virus in China.
Of these, 97% (701/721) were found in mainland China. The other 3% (20/721) were imported cases identified in Hong Kong, Taiwan, Malaysia, and Canada, and were attributed to travel in mainland China.
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The case fatality rate for H7N9 has been reported as 40% (285/721), which is much lower than that of the H5N1 virus (60%), but significantly higher than that of seasonal influenza (1%). Although most of these cases had no epidemiological link, a few family clusters (FCs) were documented in the provinces of Jiangsu, Guangdong, Shandong, and Zhejiang.
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Family clusters of avian influenza A H7N9 infection in Guangdong Province, China.
Qin et al. reported that the proportion of H7N9 human infections occurring in clusters was 8% of the total cases, which is much lower than the proportion in the H5N1 groups (20%).
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Differences in the epidemiology of human cases of avian influenza A(H7N9) and A(H5N1) viruses infection.
Genetic sequencing, glycan array receptor-binding assays, and ferret studies have shown that the H7N9 virus exhibits increased binding to mammalian respiratory cells. New risk assessment tools have also indicated that H7N9 has a greater potential pandemic risk for further mammalian adaptation with possible human-to-human transmission compared to H5N1.
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Two types of human cluster have been identified to date. One is the FC, which involves subjects who have a genetic relationship and share the same living space, and is caused by close physical contact. The other is the live bird market cluster (LC), which is caused by common exposure to an H7N9-positive environment in individuals without a blood relative relationship. However, the epidemiological and virological differences in these two clusters compared to sporadic cases are unclear.
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Based on large samples of human clusters, the current study investigated the differences in age, sex distribution, case fatality rate, exposure history, underlying diseases, and clinical severity, in addition to hemagglutinin (HA) and neuraminidase (NA) gene mutations. The aim was to identify factors associated with an increased risk of human transmission and the epidemic patterns of these clusters. This information may help control a potential global pandemic of H7N9.
2. Methods
2.1 Ethics statement
The present study was approved by the Zhejiang Medical Ethics Committee and the National Health and Family Planning Commission. Written informed consent was obtained from all patients and/or their families, as well as from individuals who participated in the study. The sampling activities and data collection from human cases were approved by the Medical Ethics Committee of Zhejiang Province.
2.2 Research objectives
The research objectives were to compare the epidemiology and virology of human FCs and LCs of infection with avian influenza A H7N9 virus in China and to identify the risks related to these clusters.
2.3 Case definitions9- Qin Y.
- Horby P.W.
- Tsang T.K.
- Chen E.
- Gao L.
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Differences in the epidemiology of human cases of avian influenza A(H7N9) and A(H5N1) viruses infection.
In accordance with the Chinese guidelines for the diagnosis and treatment of humans infected with H7N9 avian influenza (
http://www.moh.gov.cn/mohwsyjbgs/fkzs/list.shtml), a confirmed H7N9 case was defined as a patient with an influenza-like illness (ILI) or a suspected case with respiratory specimens that tested positive for the H7N9 virus by either (1) the isolation of the H7N9 virus or positive results by real-time reverse-transcriptase PCR (rRT-PCR) assay for H7N9, or (2) a four-fold or greater rise in antibody titre for the H7N9 virus based on testing of an acute serum specimen (collected 7 days or less after symptom onset) and a convalescent serum specimen (collected at least 2 weeks later).
A cluster was defined as two or more persons with an onset of symptoms within the same 14-day period, who were associated with a specific setting, such as a classroom, workplace, household, extended family, hospital, other residential institution, military barracks or recreational camp, and live bird markets. When the cluster was identified in a household, this was defined as a FC; when the cluster was found in those patients co-exposed to the same live bird market in a 14-day period, this was defined as a LC.
An index case is defined as the initial patient in the population of an epidemiological investigation, or more generally the first case with the condition or syndrome (not necessarily contagious) to be described in the medical literature, whether or not the patient is thought to be the first person affected. The index case may indicate the source of the disease, the possible spread, and the reservoir that holds the disease between outbreaks; this is the first patient to indicate the existence of an outbreak. A secondary case is defined as the occurrence of a disease due to close contact with a primary case patient in the 2 weeks after onset of illness in the primary case. A secondary case is the next stage to the primary case.
A mild case of H7N9 was defined as an individual with a confirmed H7N9 virus infection who met the respiratory infection criteria and presented with mild respiratory symptoms and no complications (such as acute respiratory distress syndrome (ARDS), multi-organ failure, or hypoxemia) throughout the clinical course.
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A severe case of H7N9 was defined as an individual with a confirmed H7N9 virus infection who met any one of the following criteria: presenting with severe respiratory symptoms with any complication (including ARDS, shock, multi-organ failure, or hypoxemia) and requiring hospitalization, intensive care unit admission, or mechanical ventilation for medical reasons.
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Differences in the epidemiology of human cases of avian influenza A(H7N9) and A(H5N1) viruses infection.
The objective index is as follows: (1) X-ray showing lesions in multiple lobes or disease progression > 50% within 48 h; (2) dyspnoea with a respiratory rate > 24 breaths per min; (3) hypoxemia with oxygen saturation ≤92% on oxygen at a flow rate of 3–5 l/min; (4) shock, ARDS, or multiple organ dysfunction syndrome. Patients with a confirmed H7N9 virus infection are critically ill and approximately 20% die of ARDS or multi-organ failure.
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A contact was defined as an individual who (1) did not take protective measures in the diagnosis and treatment of suspected or confirmed cases, or took care of the patient; (2) lived together or was in close contact with a suspected or confirmed case within 14 days of illness onset; or (3) were investigators who had close contact with an index case but did so without any protective gear.
A blood relative contact was defined as parent–offspring, siblings, grandparent–grandchild, and uncle/aunt–niece/nephew, who shared the same living space. A non-blood relative contact was defined as a spouse, healthcare worker, son/daughter-in-law, parent-in-law, and other unrelated household member, who shared the same living space.
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- Horby P.W.
- Tsang T.K.
- Chen E.
- Gao L.
- Ou J.
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Differences in the epidemiology of human cases of avian influenza A(H7N9) and A(H5N1) viruses infection.
2.4 Study design
2.4.1 Data source
In mainland China, all laboratory-confirmed H7N9 cases are reported to the Chinese Centre for Disease Control and Prevention (China CDC) through a national system for reporting notifiable infectious diseases. A total of 17 FCs (five from Zhejiang Province, three from Guangdong Province, two each from Shanghai, Hunan Province, and Shandong Province, and one each from Beijing, Jiangsu Province, and Guangxi Province) involving 39 confirmed H7N9 cases, and a total of eight LCs from Zhejiang Province involving 19 confirmed H7N9 cases were identified in a total of 454 confirmed cases as of December 2014 and included in this research (Supplementary Material, Figure S1). In addition, 72 sporadic cases occurring in Zhejiang Province were selected as a control group.
2.4.2 Epidemiological investigation
The epidemiological data of all confirmed cases in Zhejiang Province used in this study were collected by field staff for the purpose of this study. Under the Chinese avian H7N9 influenza surveillance system, once a suspected case is confirmed to be H7N9-positive, a joint field investigation team comprising staff from the local or provincial level CDC and/or the China CDC conduct field investigations of the laboratory-confirmed cases of H7N9 virus infection. Demographic, epidemiological, and basic clinical data on the H7N9 cases are collected using standardized forms. An integrated database is constructed by the China CDC and Zhejiang CDC. Field investigators interview the confirmed case(s) and/or their relatives to determine the exposure history 2 weeks before onset, the source of the infection, clinical course, and epidemiological information including occupation, smoking habit, and history of exposure to birds and symptomatic contacts. In addition, the close contacts are monitored daily for 14 days for symptoms of illness. All available medical records were provided by local clinical healthcare workers.
2.5 Laboratory confirmation
Specific RT-PCR assays for seasonal influenza viruses (H1, H3, and B) and avian influenza (H5N1 and H7N9) were performed as described previously.
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All specimens positive for viral RNA were inoculated into Madin–Darby canine kidney (MDCK) cell cultures for viral isolation. Viral genetic sequences were obtained directly from clinical specimens or from virus isolates, using an Illumina MiSeq Personal Sequencer, as described by Gao R et al. previously.
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2.6 Statistical analyses
All statistical analyses were conducted using SAS 9.2 (SAS Institute, Cary, NC, USA). Analysis of variance (F-test) was applied to the measurement data. Chi-square tests were applied to compare the distribution of the different variables of qualitative measurements among the three groups. All p-values were two-sided and subject to a local significance level of 0.05.
4. Discussion
A difference in the circulating pattern of LCs and FCs was found. All occurrences of LCs were identified among non-family members in Zhejiang Province, in which a third of severe cases in China have been reported. LCs were found in genetically unrelated persons with a common exposure to the same markets within 2 weeks of onset. These findings are in contrast to those of the FCs for H7N9 and H5N1, in which 90% of cases occurred in blood relatives, especially in those with a first-degree relationship, suggesting a genetic basis for susceptibility to avian influenza virus infection.
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The epidemiological investigation indicated that the average age of those in the LCs was older than that of the H7N9 FC subjects and older than that of the H5N1 FC subjects. However, no obvious difference was found in the sex distribution among LCs and FCs. Three main reasons may explain the age distribution: (1) age-associated practices and norms; (2) biological differences between different ages; and (3) differential healthcare-seeking/access behaviour between the different groups.
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Although 60% of LC subjects had two or more underlying diseases, only 31% of FC subjects were similarly afflicted.
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The older population may become infected with H7N9 more easily because of the age-related decline in physical capacity and performance and especially in the immune system.
There were no obvious differences in mortality, source area, alcohol consumption, or positive contacts. In agreement with previous reports, the outbreak size of the two cluster types did not differ and involved two to five members; this also indicates that the reproduction number for human-to-human transmission is well below 1. Disease transmission is very similar to that of H5N1 but less than that of seasonal H1N1 influenza.
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The present study findings also support the notion that the virus still has a limited and non-sustained transmission capability. In general, the older population with a non-genetic relationship, especially with severe basic conditions, was predominant in the LC population, but transmission was very limited among LCs as well as FCs.
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Interestingly, 70% of LC subjects had not had direct contact with birds, which raises questions regarding the source and transmission route of the influenza A H7N9 virus and supports the hypothesis of aerosol transmission.
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A high frequency, high dose, and repeated co-exposure/contact with highly polluted live bird markets led to a high risk for the LCs group. These results implicate wet markets as a causative link with human H7N9 infection.
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In terms of primary and secondary cases in the LCs, there was no obvious difference in age, sex, occupation, exposure history and median days, basic diseases, or clinical spectrum. However, in the FCs group, primary cases were infected through the live bird market, while secondary cases were generally due to person-to-person transmission.
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The mean incubation period from the primary to secondary cases in the FCs (9 days) was significantly longer than that for the LCs and other reported sporadic cases (3 days);
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however, it was significantly shorter than that of H5N1 FCs (14 days). This may be attributed to exposure frequency, dose, and types, as well as with age, sex, susceptibility, and the immune level of the secondary case.
The analysis of clinical features showed a statistical difference in the median days from onset to hospital admission in three groups; this may have been due to delayed consultation being related to illness severity.
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Additionally, the average number of days from onset to antiviral treatment in the primary cases of the FCs was greater than that of the secondary cases. This could be attributed to the fact that secondary cases, as close contacts, were under investigation by local public health doctors, which facilitated early diagnosis and the start of antiviral treatment once the patient had developed clinical symptoms.
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Interestingly, most of the FC primary cases experienced severe and fatal manifestations, which is in contrast to the secondary cases, who showed mild conditions. This differs from the H5N1 FCs, in which secondary cases were severe and fatal.
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In this study, the substitution of Q226L and G228 of HA was found in all LCs and FCs, indicating that the virus shares a high affinity and adaptability to humans. The avian influenza H7N9 virus has also shown increased transmissibility in experimentally infected ferrets compared to the H5N1 virus.
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Most of the FC cases presented with R56K (antigenic E sites) and R312K (antibody binding sites). The role of these substitutions at positions 56 and 312 (H3 numbering) in the HA segment is not well established, but this merits further study. Only three of the isolates had a mutation in the NA gene (R294K) in the three groups; this mutation confers a lack of resistance to oseltamivir and peramivir.
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The PB2 proteins isolated from FCs had mutations at position E627K, which leads to enhanced replication in the airway of mammalian hosts and possibly humans.
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In contrast, PB2 from H7N9 viruses isolated from LCs retained ‘E’ at position 627, suggesting that the mutation is positively selected from an avian origin. Another substitution (D701N) in PB2 was found in some sporadic cases but not in cluster cases; this likely contributes to the increased disease seen in humans with H7N9 infection but does not seem to increase human-to-human transmission.
In conclusion, the findings of the present study showed that the case fatality rate was similar in the FC and LC groups compared to the sporadic cases with avian influenza H7N9 virus. Although the FC and LC cases were caused by human-to-human exposure and co-exposure to the poultry environment, respectively, there was no difference in the extent of transmission. However, the severity of disease in the primary cases in the FCs was much greater than that in the secondary cases due to the older age, more severe underlying diseases, and delayed antiviral treatment in these latter cases.
In the future, the virus will likely continue to circulate in live bird markets, animals, and humans, with the potential to spread beyond China. It is essential to take effective measures to control the source of infection, improve viral surveillance, and strengthen medical observations of close contacts.
Acknowledgements
The authors thank all of the staff at the Prefecture CDC for their great help in the field investigation and collection of environmental samples. We are grateful to Dr Mark Thompson from the Centers for Disease Control and Prevention, Atlanta, GA, USA, for proofreading the manuscript.
Conflict of interest: The authors declare that no competing interests exist in relation to the present study. Each author approved the final manuscript.
Funding: This work was supported by a grant from the Provincial Medical Research Fund of Zhejiang, China (grant number 2013KYA043), a Key Program grant from the Science Technology Department of Zhejiang Province in China (grant number 2014C03039), an epidemiology supporting grant from Zhejiang Provincial Health and the Family Planning Commission of the Shanghai Municipal Commission of Science and Technology Program (grant number 14495810301), and a grant from the Anhui Province of International Science and Technology Cooperation Program (grant number 1503062008).
Author contributions: Shelan Liu and Zuqun Wu had full access to all the data in the study and drafted the manuscript. Zhao Yu, Wei Cheng, and Jianping Sha were responsible for the study concept and design. Na Zhao and Ta-Chien Chan were responsible for the analysis and interpretation of the data. Said Amer and Zhiruo Zhang performed the statistical analysis.
Article info
Publication history
Published online: May 24, 2016
Accepted:
May 18,
2016
Received in revised form:
May 16,
2016
Received:
February 18,
2016
Corresponding Editor: Eskild Petersen, Aarhus, Denmark.
Copyright
© 2016 The Authors. Published by Elsevier Ltd on behalf of International Society for Infectious Diseases.