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Perspective| Volume 64, P100-106, November 2017

A situational analysis of current antimicrobial governance, regulation, and utilization in South Africa

Open AccessPublished:September 08, 2017DOI:https://doi.org/10.1016/j.ijid.2017.09.002

      Highlights

      • Reliable antimicrobial consumption data for developing countries are limited.
      • Alternative mechanisms of assessing antimicrobial consumption data could be used, e.g. procurement and tender data.
      • Antimicrobial utilization data could be used to guide antimicrobial stewardship strategies.

      Abstract

      The Global Action Plan on antimicrobial resistance calls for the use of antimicrobial medicines in human and animal health to be optimized, in tandem with a strengthening of the knowledge and evidence base through surveillance and research. However, there is a paucity of consumption data for African countries such as South Africa. Determining antimicrobial consumption data in low-resource settings remains a challenge. This article describes alternative mechanisms of assessing antimicrobial consumption data, such as the use of Intercontinental Marketing Services (IMS) data and contract data arising from tenders (an open Request for Proposal, RFP), as opposed to the international norms of daily defined doses per 100 patient-days or per 1000 population. Despite their limitations, these serve as indicators of antimicrobial exposure at the population level and represent an alternative method for ascertaining antimicrobial consumption in human health. Furthermore, South Africa has the largest antiretroviral treatment programme globally and carries a high burden of tuberculosis. This prompted the inclusion of antiretroviral and anti-tuberculosis antibiotic consumption data. Knowledge of antimicrobial utilization is imperative for meaningful future interventions. Baseline antimicrobial utilization data could guide future research initiatives that could provide a better understanding of the different measures of antibiotic use and the level of antibiotic resistance.

      Keywords

      Introduction

      The provision of reliable antimicrobial consumption data is a prerequisite to understanding antimicrobial resistance (AMR), since selection pressure from antimicrobial use is one of the main drivers of resistance (
      • WHO
      Global Action Plan on Antimicrobial Resistance.
      ). The Global Action Plan on AMR provides a ‘One Health’ blueprint for national action plan development across human, animal, and environmental health, and calls for the use of antimicrobial medicines in human and animal health to be optimized in tandem with a strengthening of the knowledge and evidence base through surveillance and research (
      • WHO
      Global Action Plan on Antimicrobial Resistance.
      ). However there is a paucity of consumption data worldwide, South Africa included (

      O’Neill J. Tackling drug-resistant infections globally: Final report and recommendations. The review on antimicrobial resistance. May 2016. https://amr-review.org/. [Accessed February 15, 2017].

      ,
      • Laxminarayan R.
      • Matsoso P.
      • Pant S.
      • Brower C.
      • Røttingen J.A.
      • Klugman K.
      • et al.
      Access to effective antimicrobials: a worldwide challenge.
      ). Obtaining reliable antimicrobial consumption data in South Africa’s two-tiered human healthcare system has been especially challenging. The public sector caters for the majority of South Africans (approximately 84% of the population; 42 million people), while private healthcare is affordable only to a minority (approximately 16% of the population; 7 million people) (
      • Minnie T.
      A review of the South African Pharmaceutical landscape. Prepared for UTI South Africa, November 2015.
      ). Challenges include economic and prescribing difficulties. Although South Africa is classified as a middle-income country based on its income Gini coefficient, which ranges between 0.66 and 0.70, it is one of the most consistently unequal countries in the world (

      The World Bank. Overview of the South African Context, 2017. http://www.worldbank.org/en/country/southafrica/overview. [Accessed August 21, 2017].

      ).
      A situational analysis of antibiotic use and resistance was conducted in 2011 as part of a collaboration between South African stakeholders and the Global Antibiotic Resistance Partnership, a Gates Foundation-funded project of the Centre for Disease Dynamics, Economics and Policy (

      The Centre for Disease Dynamics, Economics & Policy (CDDEP). Global Antibiotic Resistance Partnership. http://www.cddep.org/garp/home. [Accessed February 15, 2017].

      ,
      • Global Antibiotic Resistance Partnership (GARP)
      Situation analysis: antibiotic use and resistance in South Africa.
      ). It identified several constraints limiting the implementation of good infection control practices and antimicrobial stewardship programmes in humans and animals (
      • Global Antibiotic Resistance Partnership (GARP)
      Situation analysis: antibiotic use and resistance in South Africa.
      ). One such constraint was the availability of procurement data from Intercontinental Marketing Services (IMS), currently IMS Health, which was only forthcoming from the private sector and focused exclusively on antibiotics.
      Infection represents the major burden of disease in South Africa, largely HIV and tuberculosis (TB), as well as high rates of community- and hospital-acquired infections (

      South African Medical Research Council (SAMRC). Burden of Health & Disease in South Africa: Medical Research Council briefing. Meeting Report. 15 March 2016. https://pmg.org.za/committee-meeting/22198/. [Accessed February 15, 2017].

      ). As of 2016, an estimated 7.03 million people were living with HIV in South Africa, giving an overall estimated HIV prevalence rate of 12.7% (

      Statistics South Africa. Mid-year population estimates 2016. Statistical release P0302. http://www.statssa.gov.za/publications/P0302/P03022016.pdf. [Accessed February 15, 2017].

      ). Hence, the data from IMS in the 2011 analysis fell considerably short of the real picture of antimicrobial consumption in South Africa. The collection of antimicrobial consumption data in the public sector was in its infancy, requiring manual computation from aggregate data methods to elucidate consumption in healthcare facilities. The acquisition of accurate consumption data from communities was precluded by fluid catchment populations. A lack of reliable data hampers antimicrobial stewardship efforts and the evaluation of stewardship interventions (
      • Global Antibiotic Resistance Partnership (GARP)
      Situation analysis: antibiotic use and resistance in South Africa.
      ,

      South African Antibiotic Stewardship Programme (SAASP). http://www.fidssa.co.za/SAASP. [Accessed Feb 15, 2017].

      ,
      • National Department of Health, South Africa
      Antimicrobial resistance. National Strategy Framework 2014-2024.
      ,

      National Department of Health, South Africa. Implementation plan for the antimicrobial resistance strategy framework in South Africa 2014-2019. September 2015b. http://www.health.gov.za/index.php/antimicrobial-resistance?...plan-for...south-africa. [Accessed February 15, 2017].

      ,
      • Essack S.
      • Schellack N.
      • Pople T.
      • et al.
      Part III. Antibiotic supply chain and management in human health.
      ).
      The last 6 years has seen major shifts in policy towards combating AMR in South Africa. In 2012, the South African Antibiotic Stewardship Programme (SAASP), a multidisciplinary group of experts across human and animal health, public and private health sectors, was formed to implement antibiotic stewardship programmes within hospitals and in primary care (

      South African Antibiotic Stewardship Programme (SAASP). http://www.fidssa.co.za/SAASP. [Accessed Feb 15, 2017].

      ). Consequently, there is a need to address this by looking to determine antimicrobial utilization across all sectors.
      SAASP advocacy coupled with increasing global drivers of change, such as strengthened antimicrobial surveillance and efforts to ensure uninterrupted access to essential medicines of assured quality, has enhanced infection prevention and control efforts and the stimulation of new research and innovations (
      • Leung E.
      • Weil D.E.
      • Raviglione M.
      • Nakatani H.
      • on behalf of the World Health Organization World Health Day Antimicrobial Resistance Technical Working Group
      The WHO policy package to combat antimicrobial resistance.
      ,
      • WHO
      Antimicrobial resistance: global report on surveillance 2014.
      ,

      WHO. Global Worldwide country situation analysis: response to antimicrobial resistance. April 2015. World Health Organization, Geneva; 2015b. http://apps.who.int/iris/bitstream/10665/163468/1/9789241564946_eng.pdf. [Accessed February 15, 2017].

      ,

      Government of the Republic of South Africa. Norms and standards regulations applicable to different categories of health establishments. Under Section 90 (1A) of the National Health Act, 2003 (Act No. 61 of 2003). Pretoria, Government Printer. 4 January 2017. http://www.gov.za/sites/www.gov.za/files/40539_gon10.pdf. [Accessed February 15, 2017].

      ). Similarly, momentum generated within the National Department of Health (NDOH) culminated in the publication of South Africa’s Antimicrobial Resistance National Strategy Framework 2014–24 in October 2014, at a ministerial AMR summit (
      • National Department of Health, South Africa
      Antimicrobial resistance. National Strategy Framework 2014-2024.
      ).
      Six years on from the initial analysis, this article presents the current regulatory environment related to antimicrobial medicines in humans, and describes an alternative mechanism of assessing antimicrobial consumption data to the international norms of defined daily dose (DDD and DID) per 100 patient-days or per 1000 population (

      WHO Collaborating Centre for Drug Statistics Methodology, ATC classification index with DDDs, 2016. Oslo, Norway; 2015c. https://www.whocc.no/atc_ddd_index_and_guidelines/atc_ddd_index/. [Accessed Mar 12, 2017].

      ). The DDD is the assumed average maintenance dose per day for a medicine used for its main indication. The number of DDDs provides a measure of the extent of use; however for comparative purposes, these data are usually adjusted for population size or population group, depending on the medicines of interest and the level of data disaggregation that is possible. For most antimicrobials, the DDD/1000 inhabitants/day (DID) is calculated for the total population including all age and gender groups (

      WHO Collaborating Centre for Drug Statistics Methodology, ATC classification index with DDDs, 2016. Oslo, Norway; 2015c. https://www.whocc.no/atc_ddd_index_and_guidelines/atc_ddd_index/. [Accessed Mar 12, 2017].

      ).
      This article proposes the use of procurement data available for antibiotics, antiretrovirals, and TB treatment at a population level as an alternative method for ascertaining antimicrobial consumption in human health. However, it should be borne in mind that procurement data are based on what is purchased rather than what is actually consumed by the end user. Such data are dependent on standardized national coding (i.e. Anatomical Therapeutic Chemical (ATC) classification) (

      WHO Collaborating Centre for Drug Statistics Methodology, ATC classification index with DDDs, 2016. Oslo, Norway; 2015c. https://www.whocc.no/atc_ddd_index_and_guidelines/atc_ddd_index/. [Accessed Mar 12, 2017].

      ) and the integration of information from varying sources such as healthcare facilities or medicines depots and warehouses. Consumption data for animals are scarce, come from variable sources, and are often measured in per kilogram consumption due to the high proportion of in-feed utilization. A national programme to monitor antimicrobial distribution in animals should be essential, but such a programme is currently not implemented in South Africa.

      Antimicrobial regulation in human and animal health in South Africa

      Antimicrobial prescribing in the public sector is guided by Standard Treatment Guidelines (STGs) and is driven by the inclusion and availability of the medicine on the Essential Medicines List (EML) (
      • Perumal-Pillay V.
      • Suleman F.
      Selection of essential medicines for South Africa — an analysis of in-depth interviews with national essential medicines list committee members.
      ). These guidelines are now also available electronically. Prescribing in the private sector is largely unrestricted, with prescribers selecting whichever antimicrobial they feel is clinically most appropriate (
      • Chunnilall D.
      • Peer A.
      • Naidoo A.
      • Essack S.
      An evaluation of antibiotic prescribing patterns in adult intensive care units in a private hospital in KwaZulu-Natal, S Afr.
      ). Prescribing restrictions in the private sector may occur on a financial level when a patient is a member of a private healthcare insurer and the patient may not be reimbursed for the medicine prescribed unless prescribing thereof is in compliance with a particular formulary or policy (
      • Pharasi B.
      • Miot J.
      Medicines selection and procurement in South Africa.
      ). Antimicrobials are mostly prescribed by medical practitioners registered with the Health Professionals Council for South Africa. However, provision is made in the legislation for prescribing and dispensing by the nurse practitioner directly to the patient (under Section 56(6) of the

      Republic of South Africa. Nursing Act, 2005 (Act No. 33 of 2005, as amended). http://www.gov.za/documents/nursing-act. [Accessed February 15, 2017].

      ), particularly in the setting of HIV and TB in public healthcare centres (PHC). Primary Care Drug Therapy licences issued by the NDOH allow pharmacists to diagnose and prescribe medicines, including antibiotics, for specified conditions listed in the STG, which include a wide variety of common illnesses (

      Republic of South Africa. Pharmacy Act, 1974 (Act No. 53 of 1974, as amended). http://www.gov.za/documents/pharmacy-act-16-oct-1974-0000. [Accessed February 15, 2017].

      ). Both nurses and pharmacists are restricted to the STGs and EML at the primary care level.
      Veterinary control of antimicrobials in South Africa involves two authorities, the NDOH and the Department of Agriculture, Forestry and Fisheries.

      Republic of South Africa. Fertilizers, farm feeds, agricultural remedies and stock remedies act, 1947 (Act No. 36 of 1947). http://www.nda.agric.za/doaDev/sideMenu/ActNo36_1947/act36.htm. [Accessed February 16, 2017].

      was promulgated by the Minister of Agriculture to initially control the multitude of external and internal parasites that infested South African livestock. Over time, a limited number of antimicrobials were included to enable farmers in rural areas to access essential livestock products over the counter (

      Department of Agriculture, Forestry and Fisheries (DAFF). South African Veterinary Strategy document (2016–2026). March 2016. http://www.nda.agric.za/docs/media/Vet%20strategy%20final%20signed.pdf. [Accessed February 15, 2017].

      ). These include antimicrobials for growth promotion.

      Republic of South Africa. Medicines and related substances act, 1965 (Act No. 101 of 1965, as amended). http://www.hpcsa.co.za/Uploads/editor/UserFiles/downloads/legislations/acts/medicines_and_related_sub_act_101_of_1965.pdf. [Accessed February 15, 2017].

      (as amended) was promulgated by the Minister of Health to facilitate the registration of prescription-only products. The Act was amended in 1979 to include veterinary medicines in its definition of a ‘medicine’. All scheduled substances, including antibiotics for use under veterinary oversight, are controlled by this Act.
      Approval for the registration of antimicrobials under either of these Acts is based on the evaluation of efficacy, safety, and quality. Notwithstanding, the dual registration system has basic flaws and has led to concerns that antibiotics registered under

      Republic of South Africa. Fertilizers, farm feeds, agricultural remedies and stock remedies act, 1947 (Act No. 36 of 1947). http://www.nda.agric.za/doaDev/sideMenu/ActNo36_1947/act36.htm. [Accessed February 16, 2017].

      will exacerbate the emergence of bacterial resistance if the lack of appropriate control is allowed to continue. Regulatory veterinary structures in South Africa have recognized these concerns; the National Veterinary Strategy 2016–2026 emphasizes a move towards the tightening of veterinary drug control under a single Act, driven as part of the ‘One Health’ initiative between the animal and human health sectors.
      The veterinary statutory body, namely the South African Veterinary Council (SAVC), also exerts an influence on veterinary drug control in South Africa, through the Rules of the

      Republic of South Africa. Veterinary and Para-veterinary Professions Act, 1982 (Act No. 19 of 1982, as amended). http://www.savc.org.za/pdf_docs/act_19_of_1982.pdf. [Accessed Feb 15, 2017].

      . In 2016, the SAVC issued a directive to all registered veterinary and para-veterinary professionals that the use of the critically important antibiotic colistin may only be justified for use in animals if bacterial sensitivity testing indicates that colistin is the only available antibiotic for a particular infection. Veterinary and para-veterinary professionals who do not comply with this directive may be found guilty of unprofessional conduct with concomitant consequences. This effectively removed colistin from veterinary use and is an example of national stewardship of a last resort antibiotic for human health (

      South African Veterinary Council (SAVC). Colistin use by veterinarians. 14 November 2016. http://www.fidssa.co.za/newsletter_FIDSSA/RSA_Use_of_Colistin_SAVC_and_MCC.pdf. [Accessed February 15, 2017].

      ).

      Quantifying population-level antimicrobial data in humans

      The data sources presented for antimicrobial procurement differ between the public and private health sectors. Variations in presentation of antimicrobial data are largely based on the differences in patient management systems – mostly manual/paper-based in the public sector, compared to electronic record-keeping for the private sector.
      Private sector data were obtained from IMS Health. Although IMS Health does not report in standard units of consumption, i.e. DDDs, their units do help to show trends over time. IMS Health collects data from a variety of sources of healthcare information, including sales, de-identified prescription data, medical claims, electronic medical records, and social media.
      Conversely, public sector data were obtained from contract data arising from tenders from wholesalers (an open Request for Proposal, RFP) where the NDOH solicits bids from suppliers and publishes this on the NDOH website (
      • National Department of Health, South Africa
      Essential Drugs Programme (EDP). Medicine list.
      ). However these data reflect only what has been awarded on the basis of the tender (i.e., quantities forecasted for use), rather than what is actually used. Different tenders are awarded based on their descriptions and may be awarded for different time periods, although it does appear that most contracts currently awarded are for a 2-year time period (e.g., October 2015 to September 2017) in the current contracting process (
      • National Department of Health, South Africa
      Essential Drugs Programme (EDP). Medicine list.
      ).
      Presenting surveillance data on antimicrobial use in these two sectors can identify and target practice areas for quality improvement. The DDD (the usual adult dose of an antimicrobial for treating one patient for one day) has been considered useful for measuring antimicrobial prescribing trends within a hospital, including the various denominators from hospital activities, i.e. beds, admissions, and discharges. This type of surveillance data for antimicrobial usage is not routinely available in South Africa, although increasingly implemented as the AMR strategic framework is progressively rolled out.
      Antimicrobial data include three major categories of antimicrobials as per the World Health Organization (WHO) ATC classification system (

      WHO Collaborating Centre for Drug Statistics Methodology, ATC classification index with DDDs, 2016. Oslo, Norway; 2015c. https://www.whocc.no/atc_ddd_index_and_guidelines/atc_ddd_index/. [Accessed Mar 12, 2017].

      ):
      • Antibacterials for systemic use (ATC group J01)
      • Antiretrovirals for systemic use (ATC group J05)
      • Anti-tuberculosis agents for systemic use (ATC group J01GB and J04)
      The selection of antibiotics and antiretrovirals for this analysis was classified based on the WHO classification system and was cross-referenced to the NDOH tender data. The selection of anti-TB medicines was based on the South African treatment guidelines for TB (
      • National Department of Health, South Africa
      National tuberculosis management guidelines. TB DOTS strategy co-ordination.
      ,
      • National Department of Health, South Africa
      Hospital level (adults) standard treatment guidelines and essential medicines list.
      ), which include those recommended for multidrug-resistant (MDR) and extensively drug-resistant (XDR) TB (
      • National Department of Health, South Africa
      Introduction of new drugs and drug regimens for the management of drug resistant tuberculosis in South Africa: Policy Framework 2015.
      ). Capreomycin is not currently in the Hospital Level (Adult) STG and EML for MDR-TB; however it is available on the Master Procurement Catalogue list as a non-EML item (
      • National Department of Health, South Africa
      Introduction of new drugs and drug regimens for the management of drug resistant tuberculosis in South Africa: Policy Framework 2015.
      ). Bedaquiline, originally only available through the Bedaquiline Clinical Access Programme, is now registered with the Medicines Control Council, although it is still subject to a pre-approval process and therefore utilization is tightly controlled (
      • National Department of Health, South Africa
      Introduction of new drugs and drug regimens for the management of drug resistant tuberculosis in South Africa: Policy Framework 2015.
      ). Delamanid is currently not registered in South Africa, hence access is limited for patients.
      The following four quantitative indicators for reporting antimicrobial consumption were used for the public and private sectors:
      • The total number of antimicrobial units (QTY units): the number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at the quantity per unit. This value does not reflect doses ordered, but allows for standardization of volumes. This is particularly required where multiple manufacturers are contracted for the same active ingredient but with different pack sizes or strengths.
      • In this analysis, the total sum of the quantity of units per ATC class for all dose strengths was calculated. This is useful when comparing utilization across different products, clinical indications, or countries.
      • Moving annual total (MAT) units, i.e. the total value of the sales figures for the product, over the course of the period displayed.
      • To derive a comparable metric of antimicrobial consumption across time, the compound annual growth rate (CAGR) of total antimicrobial consumption was calculated using the following formula: CAGR = (SUEnd/SUStart)(1/N) − 1, where SUEnd is the total number of standard units for the last reported year, SUStart is the total number of standard units for the first reported year, and N is the number of years between the first and last year of reporting.
      The European Surveillance of Antimicrobial Consumption (ESAC) project developed quality indicators to measure appropriate outpatient antibiotic use in Europe (
      • Coenen S.
      • Ferech M.
      • Haaijer-Ruskamp F.M.
      • et al.
      European Surveillance of Antimicrobial Consumption (ESAC): quality indicators for outpatient antibiotic use in Europe.
      ). Guidelines on the management of infections are available in South Africa (STGs) and could assist in future studies to describe, by definition, appropriate antibiotic use. However, for the purposes of this article a focused overview of antimicrobial utilization will be given as a first step towards developing quality indicators specific for the local setting.

      Antibiotics

      The IMS unit data showed a CAGR of −2% over the past 3 years within the private sector antibiotic market (Table 1). The majority of the classes showed a decrease, with a 20% reduction in the medium/narrow-spectrum penicillin (J1H1) class. The dominant class with a market share of 35% remained the broad-spectrum penicillin oral (J1C1) class; however, this too was found to be declining at 2%. Broad-spectrum penicillins are very popular as they have been manufactured by national companies for decades, are relatively low cost in private sector pharmacies, and are bactericidal and available in an oral dosage form. Of concern is that the class of ‘all other antibacterials’ (J1X9), comprising daptomycin, fusidic acid, linezolid, and tigecycline, grew at a rate of 16% during the same period. This increase may be due to inappropriate use as first-line therapies, lack of awareness of appropriate antimicrobial prescribing, or simply a desire to use newer more expensive therapies driven by availability or marketing by the pharmaceutical industry, as well as possible increases in resistance. Various factors could be contributing to these trends seen in antibiotic usage in the private sector and further investigation is required to obtain a thorough understanding of the mechanisms driving these changes in consumption.
      Table 1Antibiotics—private sector.
      Antibiotic classMAT units
      MAT units: moving annual total, i.e., the total value of the sales figures for the product, over the course of the period displayed.
      MAT units
      MAT units: moving annual total, i.e., the total value of the sales figures for the product, over the course of the period displayed.
      MAT units
      MAT units: moving annual total, i.e., the total value of the sales figures for the product, over the course of the period displayed.
      CAGR
      CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.
      % Market share
      ATC-Descriptor(2014)(2015)(2016)(2014–2016)(2016)
      J1A0 TETRACYCLINES + COMBS307 170296 428282 220−3%1%
      J1B0 CHLORAMPHENICOLS + COMBS11249831014−3%0%
      J1C1 BROAD SPEC PENICILL ORAL8 249 6558 607 2237 826 870−2%35%
      J1C2 BROAD SPEC PENICILL INJ520 470533 780572 4983%3%
      J1D1 CEPHALOSPORINS ORAL1 951 7061 854 6531 705 486−4%8%
      J1D2 CEPHALOSPORINS INJ2 053 0622 036 1802 015 283−1%9%
      J1E0 TRIMETHOPRIM COMBS1 466 0621 491 6481 437 019−1%6%
      J1F0 MACROLIDES + SIMILAR TYPE2 822 6612 935 8122 874 1811%13%
      J1G1 ORAL FLUOROQUINOLONES3 618 7383 576 4743 378 464−2%15%
      J1G2 INJ FLUOROQUINOLONES641 067659 363560 007−4%3%
      J1H1 MED/NARRW SPECT PEN PLAI280 172292 893145 960−20%1%
      J1K0 AMINOGLYCOSIDES79 90887 10189 7544%0%
      J1P2 PENEMS AND CARBAPENEMS1 141 5011 276 9791 093 413−1%5%
      J1X1 GLYCOPEPTIDE ANTIBACT179 134182 071190 3142%1%
      J1X9 ALL OTHER ANTIBACTERIALS21 37825 99133 03716%0%
      Grand total23 333 80823 857 57922 205 520−2%100%
      a MAT units: moving annual total, i.e., the total value of the sales figures for the product, over the course of the period displayed.
      b CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.
      In the public sector (Table 2), a CAGR of 11% was observed overall in the same period. Substantial increases were observed in four classes: ‘all other antibacterials’ (J1X9), injectable fluoroquinolones (J1G2), injectable cephalosporins (J1D2), and broad-spectrum penicillins oral (J1C1), which showed increases of 6876%, 287%, 169%, and 167%, respectively. Nearly 80% of the public market share was derived from trimethoprim combinations (J1E0) (37%), medium/narrow-spectrum penicillin (J1H1) (22%), and broad-spectrum penicillin oral (J1C1) (20%).
      Table 2 Antibiotics—public sector.
      Antibiotic classTotal QTY units
      Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      Total QTY units
      Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      Total QTY units
      Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      CAGR
      CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.
      % Market share
      ATC-Descriptor(2011)(2013)(2015)(2013–2018)(2015)
      J1A0 TETRACYCLINES + COMBS226 993 000114 988 400168 296 84221%9%
      J1B0 CHLORAMPHENICOLS + COMBS12110993−8%0%
      J1C1 BROAD SPEC PENICILL ORAL530 513 29054 045 080385 061 012167%20%
      J1C2 BROAD SPEC PENICILL INJ49 241 03034 687 67054 987 30726%3%
      J1D1 CEPHALOSPORINS ORAL12 221 6001 455 3007 300 010124%0%
      J1D2 CEPHALOSPORINS INJ16 097 30010 565 00076 629 057169%4%
      J1E0 TRIMETHOPRIM COMBS966 535783 509 493700 365 086−5%37%
      J1F0 MACROLIDES + SIMILAR TYPE185 162 2008 019 70016 427 84043%1%
      J1G1 ORAL FLUOROQUINOLONES11 995 00023 465 60033 679 94520%2%
      J1G2 INJ FLUOROQUINOLONES58 481144 1002 158 000287%0%
      J1H1 MED/NARRW SPECT PEN PLAI626 304 600515 183 440424 833 433−9%22%
      J1K0 AMINOGLYCOSIDES6578 5006 975 3006 295 783−5%0%
      J1P2 PENEMS AND CARBAPENEMS1 991 900460 000809 87833%0%
      J1X1 GLYCOPEPTIDE ANTIBACT257 500285 700651 09351%0%
      J1X9 ALL OTHER ANTIBACTERIALS2 530 0005 89928 704 6506876%2%
      Grand total1 670 911 0571 553 790 7911 906 200 02911%100%
      a Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      b CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.

      Antiretrovirals

      Within the private sector, a steady decline was seen within most classes of antiretrovirals, except for those present in fixed-dose combinations (FDCs) (Table 3). The most popular of these is the triple FDC of tenofovir disoproxil fumarate 300 mg, emtricitabine 200 mg, and efavirenz 600 mg (TEE). This group of products showed a year-on-year increase − and this from a very large base. TEE is also the current first-line choice for most medical practitioners, in line with most of the guidelines (
      • Meintjies G.
      • Black J.
      • Conradie F.
      • et al.
      Adult antiretroviral therapy guidelines 2014.
      ). Private medical insurance fully endorses and reimburses this group of products if the individual product price is within the reference pricing (Maximum Medical Aid Price, Manufacturer’s List Price, or own medical aid pricing structure). Reference pricing is part of the South African private sector market and one of the ways to manage cost containment.
      Table 3Antiretroviral data—private sector.
      Antiretroviral classTotal QTY units
      Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      Total QTY units
      Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      CAGR
      CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.
      % Market share
      ATC-Descriptor(2013)(2015)(2013–2015)(2015)
      J05AE PROTEASE INHIBITORS102 74959 806−24%1.69%
      J05AF NUCLEOSIDE AND NUCLEOTIDE REVERSE TRANSCRIPTASE INHIBITORS256 537202 173−11%5.71%
      J05AG NON-NUCLEOSIDE REVERSE TRANSCRIPTASE INHIBITORS584 759409 065−16%11.55%
      J05AR ANTIVIRALS FOR TREATMENT OF HIV INFECTIONS, COMBINATIONS2 415 4472 855 2179%80.64%
      J05AX OTHER ANTIVIRALS834714 21731%0.40%
      Grand total3 367 8393 540 4783%100%
      a Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      b CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.
      National guidelines for the management of HIV infection use FDC as first-line therapy. The public sector has seen a three-fold increase in FDC utilization (Table 4). However, there has also been a significant increase in protease inhibitor use, which is almost certainly driven in the main by failure of first-line therapy. This is of concern, as second-line therapy is more expensive, with side effects. Similarly, the utilization of raltegravir (other antivirals, J05AX) was found to have increased in both sectors, albeit currently at a low level of less than 1% of the total market share. Raltegravir has been used in third-line salvage regimens in the public sector and in some managed care settings such as Aid for AIDS, part of the Medscheme group. It will be interesting to follow the consumption of integrase inhibitors once access to dolutegravir increases in South Africa, as this is likely to replace efavirenz-based first-line therapy in the near future.
      Table 4Antiretroviral data—public sector.
      Antiretroviral classTotal QTY units
      Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      Total QTY units
      Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      CAGR
      CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.
      % Market share
      ATC-Descriptor(2013)(2015)(2013–2015)(2015)
      J05AE PROTEASE INHIBITORS1 528 0003 395 00049%0.06%
      J05AF NUCLEOSIDE AND NUCLEOTIDE REVERSE TRANSCRIPTASE INHIBITORS2 672 240 000554 208 000−54%10.21%
      J05AG NON-NUCLEOSIDE REVERSE TRANSCRIPTASE INHIBITORS976 696 000681 832 000−16%12.56%
      J05AR ANTIVIRALS FOR TREATMENT OF HIV INFECTIONS, COMBINATIONS1 187 336 0004 188 540 00088%77.15%
      J05AX OTHER ANTIVIRALS36 0001 170 000470%0.02%
      Grand total4 837 836 0005 429 145 0006%100%
      a Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      b CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.

      Medicines used for tuberculosis

      TB in South Africa is mainly treated in the public sector as part of the national Directly Observed Therapy, Short Course (DOTS) programme. Hence, the utilization of anti-TB medicines in the public sector is considerably higher than that in the private sector (Table 5, Table 6).
      Table 5Anti-tuberculosis agents—private sector.
      Anti-tuberculosis classMAT units
      MAT units: moving annual total, i.e., the total value of the sales figures for the product, over the course of the period displayed.
      MAT units
      MAT units: moving annual total, i.e., the total value of the sales figures for the product, over the course of the period displayed.
      MAT units
      MAT units: moving annual total, i.e., the total value of the sales figures for the product, over the course of the period displayed.
      CAGR
      CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.
      % Market share
      ATC-Descriptor(2014)(2015)(2016)(2014–2016)(2016)
      J01GB OTHER AMINOGLYCOSIDES9841109205645%1%
      J04AA AMINOSALICYLIC ACID AND DERIVATIVES1500−100%0%
      J04AB ANTIBIOTICS54 74354 88247 878−6%23%
      J04AC HYDRAZIDES653512 73591 811275%43%
      J04AD THIOCARBAMIDE DERIVATIVES289272233−10%0%
      J04AK OTHER DRUGS FOR TREATMENT OF TUBERCULOSIS414255834089−1%2%
      J04AM COMBINATIONS OF DRUGS FOR TREATMENT OF TUBERCULOSIS68 11869 85065 615−2%31%
      Grand total134 826144 431211 68225%100%
      a MAT units: moving annual total, i.e., the total value of the sales figures for the product, over the course of the period displayed.
      b CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.
      Table 6Anti-tuberculosis agents—public sector.
      Anti-tuberculosis classTotal QTY units
      Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      Total QTY units
      Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      CAGR
      CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.
      % Market share
      ATC-Descriptor(2013)(2015)(2012–2018)(2015)
      J01GB OTHER AMINOGLYCOSIDES1 787 3001 929 6603.9%0.24%
      J01MA FLUOROQUINOLONES16 224 10016 412 3600.6%2.01%
      J04AA AMINOSALICYLIC ACID AND DERIVATIVES3 822 0002 317 350−22.1%0.28%
      J04AB ANTIBIOTICS2 894 0004 951 02330.8%0.61%
      J04AC HYDRAZIDES182 831 200262 522 73619.8%3.20%
      J04AD THIOCARBAMIDE DERIVATIVES25 292 80045 104 42433.5%5.53%
      J04AK OTHER DRUGS FOR TREATMENT OF TUBERCULOSIS106 219 76097 459 630−4.2%11.96%
      J04AM COMBINATIONS OF DRUGS FOR TREATMENT OF TUBERCULOSIS438 736 000384 481 900−6.4%47.17%
      Grand total777 807 160815 179 0832.4%100%
      a Total QTY units: total number of antimicrobial units. The number of units (tablets, vials, capsules, etc.) was determined by taking into account the pack size (units per pack) and the quantity of packs awarded in the contract to arrive at quantity per unit.
      b CAGR: compound annual growth rate; this was used, as it is a measure of market growth over multiple time periods for the two sectors.
      Despite a seemingly high CAGR of 25% in the private sector, the actual consumption increase in real terms in the total market was found to be low. The increase in the private sector was largely driven by an escalation in isoniazid (J04AC) consumption. This is possibly because of the increasing utilization of isoniazid preventive therapy (IPT), particularly in pregnancy, young children, and HIV-infected patients, which is now recommended in the treatment guidelines (
      • National Department of Health, South Africa
      National tuberculosis management guidelines. TB DOTS strategy co-ordination.
      ,
      • Churchyard G.J.
      • Mametja L.D.
      • Mvusi L.
      • et al.
      Tuberculosis control in South Africa: successes, challenges and recommendations.
      ). The use of high-dose isoniazid to overcome resistance caused by mutations in the inhA promoter region may also have played a minor role in the increasing consumption. In the public sector, the order quantities of ethionamide (J04AD), a drug commonly used for MDR-TB, increased by more than 30%.
      The IMS data reflect all clinical indications for a particular medicine and it was therefore not possible to determine which products were used specifically for TB treatment and which were used for other clinical indications. For example, linezolid, levofloxacin, and moxifloxacin are used in the treatment of drug-resistant TB and for other bacterial infections. However, the dataset created from the contract awards allowed these medicines to be identified specifically as treatment for TB.

      Limitations

      The analysis presented in this article is subject to limitations, one of the most important being the absence of true patient-level consumption data, measured using the DDD (introduced by the WHO). The DDD is generally preferred over standard units because it allows for a comparison between different antimicrobials and across different healthcare environments. However, antimicrobial data collected for a developing country such as South Africa, using IMS Health and tender data, could potentially be regarded as a good source of information when surveillance networks are either missing or weak. It might also be relevant to other low and middle-income countries that cannot at this stage provide DDD consumption data.

      Recommendations

      This situational analysis aimed to provide a baseline scientific basis for future investigations and interventions to improve the use of antimicrobials in South Africa. This was achieved by providing all of the available information and highlighting the current regulatory and policy frameworks. Further to this, based on the current findings and the urgent call by the Global Action Plan, the following are recommendations for future interventions:
      • The development and implementation of a national strategic surveillance plan and reporting structure.
      • The use of a set standard of coding (e.g. ATC classification) for antimicrobial use throughout all healthcare settings across South Africa. The WHO Collaborating Centre for Drug Statistics Methodology (

        WHO Collaborating Centre for Drug Statistics Methodology, ATC classification index with DDDs, 2016. Oslo, Norway; 2015c. https://www.whocc.no/atc_ddd_index_and_guidelines/atc_ddd_index/. [Accessed Mar 12, 2017].

        ) describes a unit called the ‘defined daily dose’ (DDD) according to the ATC classification system. To make comparisons between geographical areas possible, the number of DDDs per 1000 inhabitants per day (DID) may be calculated. If this is not attainable in all hospitals across the country, procurement data as used in this article are a useful alternative to describe trends in antimicrobial use (not consumption). However, set standards for measurement should be used, e.g. CAGR, MAT units, and total number of antimicrobial units (QTY units), obtained from either IMS Health (where possible) or tender data.
      • The collection and quantification of data on antibiotic consumption in animals and use in the environment.
      • Two quality indicators for future implementation include tailoring empirical antibiotic therapy according to national antibiotic guidelines and assessing antibiotics prescribed against recommended national antibiotic guidelines.

      Concluding remarks

      Determining antimicrobial consumption data in low-resource settings remains a challenge. An alternative methodology is described herein, which with all of its limitations serves as an indicator of antimicrobial exposure at the population level. South Africa is well placed to contribute to the growing knowledge base on antimicrobial use and represents a platform on which to increase collaboration and initiate regular documentation and measurement of robust data on antimicrobial consumption.

      Funding

      None.

      Conflict of interest

      None.

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